Retirement Plan Enrollment Services

Securities offered through GLP Investment Services LLC, Member FINRA/SIPC. Advisory services offered through Asset Allocation Strategies, LLC, an SEC Registered Investment Adviser. Asset Allocation Strategies, GLP Investment Services, GLP & Associates, GLP Strategic Administration Group, GLP Property and Casualty and GLP Financial Group are affiliated companies. 

All investments and insurance products have risk. Please consult a representative for additional information.

Information Regarding Mutual Funds/ETF: Investors should carefully consider the investment objectives and risks as well as charges and expenses of a mutual fund of ETF before investing. The summary and full prospectuses contain this and other information about the mutual fund or ETF and should be read carefully before investing. To obtain a prospectus for Mutual Funds please contact our Firm at 1.800.GLPWINS.

Individuals affiliated with GLP Investment Services are registered representatives that offer brokerage services only and receive transaction -based compensation (commissions). Individuals affiliated with Asset Allocation Strategies are investment advisor representatives who offer investment advisory services and receive fees based on assets or financial planning. Individuals that are both a registered representative and Investment advisor representative can offer both types of services.

This site is published for residents of the United States only. Representatives of GLP Investment Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative or advisor listed. 

For additional information about the representative or advisor’s registrations, please visit BrokerCheck - Find a broker, investment or financial advisor (finra.org). For a comprehensive review of your personal situation, always consult with a tax or legal advisor. GLP Investment Services nor any of its representatives may give legal or tax advice.

Additional information about GLP Investment Services, LLC and our representatives is also available on line at: GLP INVESTMENT SERVICES, LLC - BrokerCheck (finra.org) and BrokerCheck - Find a broker, investment or financial advisor (finra.org).

USA PATRIOT ACT

Effective October 2003, GLP Investment services, LLC. is required by the USA PATRIOT Act's Customer Identification Program (CIP) to implement reasonable procedures to verify the identity of any person establishing an account. To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

INFORMATION ON SIPC

GLP INVESTMENT SERVICES, LLC is a member of the Securities Investors Protection Corporation otherwise known as SIPC. Pursuant to FINRA and SIPC rules, we are required to provide to you, our customers, the following information about SIPC:

SIPC BROCHURE

SIPC has prepared an informative brochure which provides an understanding of the Securities Investor Protection Corporation (SIPC), its role and how it protects you. The brochure can be obtained by contacting SIPC AT (202) 371-8300.

SIPC WEB SITE AND TELEPHONE NUMBER

The SIPC maintains a website that is designed to provide investors with knowledge about the mission and function of SIPC. The web site address is www.sipc.org. The telephone number for SIPC is (202) 371-8300.